itops

CTC enhance TVAS/TVC Bureau

Helping advisory businesses meet regulatory requirements New regulation for DB transfers comes into effect in October 2018 with changing requirements and increased demands on TVAS reports. CTC are providing fully updated reports, available through software or via the bureau, with additional features to help the compliance and process demands of advisory firms. The accuracy of …

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Are investment pathways a ‘Stairway to Heaven’?

Those turning 65 this year would have been 18 when ‘Stairway to Heaven’ first hit the charts, leading Nigel Chambers to revisit the song in the context of the FCA’s take on investment pathways. One of the major proposals set out in the recent CP18/17 paper on the Retirement Outcomes Review from the Financial Conduct Authority (FCA) …

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PA360: Don’t treat advisers like children over DB transfers, FCA – Richard Parkin

Nigel Chambers recently joined Richard Parkin and Claire Trott on a panel at PA360 discussing advising on DB Transfers. The Financial Conduct Authority (FCA) should not treat advisers like children by maintaining the unsuitable transfer advice assumption, Richard Parkin told delegates at last week’s PA360 conference. Professional Adviser article covering the panel can be found …

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